Articles published 5/2014
Headline
Publish date
Cogent rates the top fund wholesalers to RIAs, and all advisors, and the 'sales' units at DFA, PIMCO, BlackRock and Franklin Templeton stand out
May 30, 2014 at 4:32 PMDimensional Fund Advisors and PIMCO deliver some inside scoop without the sales dance to lead the sales-to-RIA pack in gaining netry to inner sanctums
Two years in, Advent Software gives itself a Sept. 30 deadline to release the middleware that will draw Axys users into the Cloud
May 29, 2014 at 2:34 AMAdvent Direct is groundbreaking and breathtaking in its ambidexterity but is it enough to stop the feeding frenzy by Tamarac, Orion and other cloud natives
A four-step plan to cull 401(k) rolls of the accounts of terminated employees
May 28, 2014 at 3:08 AMRIAs can step in and add immediate value to a plan by purging these accounts that drain time, add costs and compromise efficiency
Why Mike Sha has a 2015 goal of $1 trillion in robo-assets for SigFig and where Marissa Mayer fits in
May 27, 2014 at 2:34 AMThe ability of the ex-Amazon whiz to make slippery YahooFinance users sticky appears to be the get to launch this fueled-up rocket
How Erinn Ford feels about life under Nicolas Schorsch as she takes the helm at Cetera's most RIA custody-like arm
May 23, 2014 at 5:36 AMFord's enthusiasm for her new overlord is real but she makes no bones about continued vigilance when it comes to vetting non-traded REITs
RIAs surpass wirehouses in ETF asset distribution and it'll mean change
May 22, 2014 at 6:34 PMFor providers of these products and others, getting to registered investment advisors requires more Mapquest, more local manners and more frequent flying than their Morgan, Merrill,, UBS and Wells Fargo cousins
Bloomberg: BoA's market-making unit for its Merrill Lynch wealth division gets suddenly scrapped
May 22, 2014 at 2:22 AMThe news and data giant is reporting that heat from Flash Boys made the investment bank think twice about conflicts
How a little orange RSS icon changed my life and why it's unacceptable that 98% of advisors have no idea it exists
May 21, 2014 at 6:29 PMThe automated content pusher is the most invaluable time-saving, easy-to-use social media tool RIAs have never heard of
As a second woman executive exits Cetera, a third one gets a bigger title
May 20, 2014 at 8:08 PMAllison Couch heads back to AIG and Erinn Ford gets a presidency on the heels of Valerie Brown's departure
Why RIAs (Republicans, too) need to snap out of willful ignorance about climate change to claim the mantle of wealth stewardship
May 20, 2014 at 6:37 AMConscientious financial advisors must engage in real due diligence of original documents related to this subject
Are 'for sale' the dirtiest words in the acquirers' lexicon? M&A mavens debate the point at a Philadelphia event
May 20, 2014 at 6:13 AMIf 'Secrets of Successful Acquirers' didn't live up to its scandalous billing, some sparks did fly at Gladstone's annual confab
Abby Johnson tells RIAs to have all employees, up and down the chain, think client thoughts at Fidelity's 2014 Executive Forum
May 19, 2014 at 1:51 AMAdvisors -- many with assets in the tens of billions -- were on hand along with New Yorker writers, NPR and other super-thinkers
Observations on the Envestnet Advisor Summit from the carsick seat of a Chicago taxi cab
May 16, 2014 at 9:05 PMBrian Hamburger relayed his thoughts on 36 hours at Jud Bergman's 'house' on the way to the airport
Bill Crager: I've got your back against the attack of the killer robo-advisors
May 16, 2014 at 2:57 AMBringing the wood at the Envestnet Advisor Summit, the president allows that online advisors are crackerjack at providing account views 24-7 but human advisors can close that gap
The 25 financial advisors with the biggest online presences -- and a frank analysis of what online omnipotence does (or not) for them
May 15, 2014 at 5:27 AMBrightscope's top-100 social media maven list shows that RIA bloggers, tweeters, Facebookers and Youtubers sacrifice client face time to cater to web consumption
Why exactly Valerie Brown is out of a job at Cetera -- and Larry Roth is in
May 14, 2014 at 4:54 AMNicholas Schorsch and his CEO may have differed on the way forward as Cetera's inorganic growth runs full tilt
The two big moves Motif is making as Goldman Sachs and J.P. Morgan invest part of new $35-million raise
May 13, 2014 at 7:00 PMThe San Mateo start-up online broker will take its act overseas and build out a smart beta effort with Dimensional Fund Advisors' hundreds of billion of AUM in mind
Natalie Wolfsen is leaving New York to reunite with Charles Goldman out West
May 13, 2014 at 2:11 PMThe ex-Schwab, ex-Pershing product exec assumes Myra Rothfeld's duties and then some
How Ex-Morgan Stanley powers are rolling up ex-colleagues and how big Raymond James cash fits into the picture
May 12, 2014 at 6:06 AMSteward Partners Global Advisory will custody all its assets at RJ but won't have to foot the bill for signing bonuses
$5 billion and $12 billion RIA principals tell worthy anecdotes (hint, Madoff), reveal secrets, to Barron's moderator at IMCA
May 9, 2014 at 4:19 AMPaul Tramontano and Ric Edelman topped a bill that offered a barn-burning tax talk from Kitces
Schwab wins $740-million team as part of an RIA dolphin-swallows-wirehouse whale story near Chuck's winter home
May 9, 2014 at 3:43 AMIntegrated Wealth Management nabbed The Cypress Group from Morgan Stanley after putting Tamarac in place
An advertiser's eye view of IMCA 2014 in Boston and why it's (almost) all about the RIA
May 8, 2014 at 2:42 PMThe RIA custodians combined had at least 35 people there in the booths
Eric Clarke rolls the API dice by posting Orion software's code online
May 8, 2014 at 2:57 AMBy putting 50,000 lines of code all on GitHub, the Orion exec risks giant intellectual capital giveaway -- but the upside is tremendous, observers say
How to ace the grueling Series 65 exam and keep your wits and your nerves intact in the process
May 7, 2014 at 5:47 PMAll-nighters are not recommended for the 130-page, FINRA-administered test but up to 45 hours of study is
How I talked Arianna into giving me a shot as Huffington Post's wealth management blogger and how it changed my life
May 7, 2014 at 4:19 AMThe giant online publication gave me a platform to show my best self personally and professionally
One-on-one with Ian MacKenzie: How IMCA makes hay by letting the RIA and wirehouse channels fall where they may
May 6, 2014 at 6:09 PMA dark horse to FPA and NAPFA, the Colorado group keeps getting traction by teaching investing
Tub-thumping debate between Tibergien and Seivert ignites Deal Makers Summit in NYC and helps RIA succession medicine go down
May 6, 2014 at 4:24 AMWith some seeing RIA M&A as an oxymoron, this Summit was transparent about its own sand in the gears
This 32 year-old Goldman Sachs trader chucked New York for a $1-billion RIA outside Nashville
May 5, 2014 at 5:59 AMEmbodying a reverse brain drain, John Lueken bolted for for the country-music capitol -- and not because of his way with a guitar
How the RIA business made a dent at the 2014 Finovate conference in San Jose
May 2, 2014 at 6:20 AMPersonal Capital and Motif presented and United Capital was there in force
Fidelity now has an Office of the Future for RIAs, pre-RIAs and their clients
May 1, 2014 at 6:46 PMPart Best Buy, part Google, part Office Depot, the Rhode Island facility has robots, wearable tech and hard floors
Housen deal shows Marty Bicknell can make it in Jersey -- by word of mouth
May 1, 2014 at 6:56 AMThe Kansas-based serial buyer's Mariner, now with $9.5 billion of assets, is knocking down big down-to-earth deals
