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    More Recent Stories:

    Read story
    Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager says
    Read story
    Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-term
    Read story
    Rick Wurster chides Fidelity in wake of Fido's $100-million RIA purge, as Q3 net-new RIA assets -- both Schwab Advisor Services and Schwab Wealth Advisory -- soar 47% and 55%, respectively
    Read story
    TD Bank's RIA unit poaches Schwab's 'head of firmwide AI' and makes him its 'head of U.S. Wealth' with an eye on national franchise
    Read story
    State Street's newly launched Apex-powered RIA custody unit has sizzle and 'wedge' power, especially after Pershing's Wove 'fell flat;' but to avoid fizzling, the power duo needs to steer past divergent 'segment' priorities
    Read story
    No sooner does MassMutual sell control of Flourish than it massively buys its cash management services for its 6,000 brokers; odd timing explained by 'plumbing'
    Read story
    Pershing reveal of 'Wove' kerfuffle during corporate restructuring last June raises questions about the No. 3 RIA custodian's direction; the task now lies with new RIA head Adam Vos
    Read story
    David Solomon eyeing near-term Goldman Sachs CEO exit, reports say, and his heir apparent looks RIA-friendly • DFA search for M&A partner went quiet, and complex factors could prolong the process
    Read story
    XY Planning recruiting spikes as RIA M&A refugees flee rollups that dangle downer contracts
    Read story
    Schwab is opening its SMA marketplace to a Houston start-up's 'cash' option that lets advisors chase 7.5% yields on FDIC-insured cash -- with a few wrinkles
    Read story
    Schwab's Jon Beatty is one custody head offering a port in the storm after Fidelity unmoors its sub-$100M RIAs and Altruist's Jason Wenk , Apex's Bill Capuzzi and TradePMR's R. Scott Victoria are among others
    Read story
    Fidelity's move to kick sub-$100-million RIAs off its platform is 'bizarre,' Kitces says; it’s likely to backfire, Chalekian says; yet, the Fidelity-Savvy deal last week may soften any blow

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    quarterback

    lpl-shares-freefall-more-than-15-after-investors-arent-appeased-by-answers-to-hard-hitting-questions-about-next-act-after-commonwealth-or-by-ceo-humor-during-the-quarterly-analysts-call
    LPL shares fall off a cliff after Commonwealth retention rate (and two pronoun jokes) fell flat but the issue on rough analyst call was when LPL can pull next CW out of its pocket

    fish story

    referral-vendor-zoe-financial-rewrites-its-adv2-for-fee-hikes-in-its-ria-tamp-that-follow-a-censure-cease-and-desist-order-and-450000-civil-penalty-to-atone-for-conflict-disclosure-failures-in-how-it-wears-both-hats
    Zoe Financial settles with the SEC for $450,000 over undisclosed steering of RIA referrals, then immediate follows with a major fee hike, as analysts warn the 'tollbooth' referral model is fraying

    partner/investor

    schwab-is-the-latest-to-leap-on-runaway-nevis-ai-bandwagon-with-capital-backing-and-a-critical-endorsement
    Schwab is the latest to leap on 'Nevis' AI bandwagon with capital backing and a critical endorsement

    BTW

    schwab-trumpeted-anthropics-claude-for-all-16000-of-its-rias-but-a-20-seat-enterprise-minimum-suddenly-sidelines-11000-plus-small-firms-right-before-impact-2026
    Anthropic reveals it really only wants Schwab's big RIAs using Claude for Finacial Advisors -- a week before IMPACT 2026

    recaptured 'flag'

    vanguard-is-fulfilling-salim-ramjis-may-1-promised-renewal-of-flagship-platinum-tier-service-after-it-eroded-and-hes-willing-to-count-non-vanguard-funds-against-the-1-million-minimum-for-the-first-time
    Vanguard is fulfilling Salim Ramji's May 1 promise of 'Flagship' platinum service tier after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first time.

    More Recent Stories:

    Read story
    Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager says
    Read story
    Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-term
    Read story
    Rick Wurster chides Fidelity in wake of Fido's $100-million RIA purge, as Q3 net-new RIA assets -- both Schwab Advisor Services and Schwab Wealth Advisory -- soar 47% and 55%, respectively
    Read story
    TD Bank's RIA unit poaches Schwab's 'head of firmwide AI' and makes him its 'head of U.S. Wealth' with an eye on national franchise
    Read story
    State Street's newly launched Apex-powered RIA custody unit has sizzle and 'wedge' power, especially after Pershing's Wove 'fell flat;' but to avoid fizzling, the power duo needs to steer past divergent 'segment' priorities
    Read story
    No sooner does MassMutual sell control of Flourish than it massively buys its cash management services for its 6,000 brokers; odd timing explained by 'plumbing'
    Read story
    Pershing reveal of 'Wove' kerfuffle during corporate restructuring last June raises questions about the No. 3 RIA custodian's direction; the task now lies with new RIA head Adam Vos
    Read story
    David Solomon eyeing near-term Goldman Sachs CEO exit, reports say, and his heir apparent looks RIA-friendly • DFA search for M&A partner went quiet, and complex factors could prolong the process
    Read story
    XY Planning recruiting spikes as RIA M&A refugees flee rollups that dangle downer contracts
    Read story
    Schwab is opening its SMA marketplace to a Houston start-up's 'cash' option that lets advisors chase 7.5% yields on FDIC-insured cash -- with a few wrinkles
    Read story
    Schwab's Jon Beatty is one custody head offering a port in the storm after Fidelity unmoors its sub-$100M RIAs and Altruist's Jason Wenk , Apex's Bill Capuzzi and TradePMR's R. Scott Victoria are among others
    Read story
    Fidelity's move to kick sub-$100-million RIAs off its platform is 'bizarre,' Kitces says; it’s likely to backfire, Chalekian says; yet, the Fidelity-Savvy deal last week may soften any blow

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